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14th August 2006	Members in Good Standing as at 31st July 2006 Dealers 1. Liberty Investments Ltd 2. Merban Stockbrokers Ltd 3. Strategic African Securities Ltd 4. CAL Brokers Ltd 5. Databank Brokerage Ltd 6. Prudential Securities Ltd 7. NTHC Ltd – Registrar Services 8. HFC Brokerage Services Ltd 9. SIC Investment Services Ltd 10. Stanbic Bank Ghana Ltd - Custodian 11. CAL Brokers Ltd 12. Worldwide Securities Ltd 13. Merchant Bank Ghana Limited – Registrar Services 14. Merchant Bank Ghana Ltd - Trustee Investment Advisors 1. Liberty Investments Ltd 2. Chrisline Investments Services 3. Aureos Ghana Advisers Ltd 4. HFC Investment Services Ltd 5. NTHC Ltd 6. Merban Investment Holdings Ltd 7. HFC Investment Services Ltd 8. SAS Investment Management Ltd 9. Databank Asset Management Services Ltd 10. SIC Investment Services Ltd 11. JCS Investments Ltd 12. CAL Asset Management Ltd 13. Worldwide Securities Ltd 14. Fidelity Asset Management Ltd
8th August 2006	DRAFT MARKET GUIDANCE NOTES ON INITIAL PUBLIC OFFER (IPO)AND RIGHTS ISSUES With reference to the above subject matter, the SEC has drafted the attached market guidance notes on initial public offer and rights issues for the consideration and comment by market participants and the investing public...Click here to download document in (pdf format) The Commission is open to receipt of comments until the 31st August 2006 Yours faithfully, Dr. Nii Kwaku Sowa Ag. Director-General
7th August 2006	Securities Commission Alarmed as.. Billions of cedis pile up in unclaimed dividends ....Shareholder ignorance blamed. A study by the Securities and Exchange Commission (SEC) in Ghana, the key regulator of Ghana’s capital markets has revealed that billions of cedis in declared dividends of listed companies have remained unclaimed and unpaid for some time now...click here for details
7th August 2006	Ayrton Drug Commences Trading Trading in Ayrton Drug's shares will begin today Monday August 7 2006, after an initial public offer(IPO),according to thee World Wide Securities, the sponsoring broker.All the 35 million ordinary shares for sale to the public to facilitate the company's expansion programme and to upgrade certain facilities including working capital were fully subscribed by 3,888 investors...click here for details
3rd August 2006	DEVELOPMENT OF THE UNLISTED SECURITIES MARKET The SEC intends to develop and regulate the unlisted securities market in Ghana. In furtherance of this, the SEC engaged the services of consultants to undertake feasibility studies on the existing market structure and make recommendations for the way forward. Attached is a copy of the findings and recommendations of the consultants for your information and comment...Click here to download document in (pdf format) Your comments and suggestions should reach the Commission by 4th September 2006. Dr. Nii Kwaku Sowa Ag. Director-General
3rd August 2006	Ayrton’s Share Offer Fully Subscribed Ayrton Drug Manufacturing Limited, one of the leading pharmaceutical manufacturing companies in the country has raised over ¢30 billion through the public floatation of its shares...Click here for details
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Securities and Exchange Commission
No. 30 3^rd Circular Road, Cantonment, Accra
Private Mail Bag, Ministries Post Office,
Accra, Ghana.

Tel: 233-21-768970-2
Fax: 233-21-768984
Email: info@secghana.org