Corporate Finance & Investment Management Department

The Corporate Finance Department is responsible for overseeing the disclosure of material information to the investing public by issuers of listed securities. The Department's review process extends to ascertain if the disclosures made by these issuers conform to the disclosure requirements and standards imposed by law. This is done with a view to rectifying anomalies and improving the quality of the disclosure.

The Investment Management Department is responsible for supervising and regulating all aspects of the operations of collective investment schemes such as unit trusts and mutual funds. This includes the administering of the securities laws applicable to the industry aimed at improving disclosure and minimizing risk for investors without imposing undue costs on regulated entities.