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27th June 2007 PUBLIC NOTICE
The Securities and Exchange Commission, Ghana, SEC would want to bring the following legal actions to the notice of the public;
1. SUIT No. AP22/2006 REPUBLIC V. SEC: EX PARTE THINK GHANA
The Securities and Exchange Commission contested an application for Mandamus brought against it in March 2006 by Think Ghana Ltd. in the case of Republic v. SEC: Ex Parte ThinkGhana.
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2. SUIT NO AC 117/04 YEBOA AMOA V. SECURITIES AND EXCHANGE COMMISSIONThe Securities and Exchange Commission is involved in the case of Suit No AC 117/04 - Yeboa Amoa v. Securities and Exchange Commission pending before the Automated Court.
Read More...10th May 2007 Notice to Compliance Officers
Meeting With The CommissionThe Securities and Exchange Commission of Ghana is organizing a one day meeting for all Compliance Officers of licencees. This meeting is aimed at informing the Compliance Officers of the expectations of the Commission with regard to their operations in order to facilitate the regulation of market operators.
The meeting will cover the following subjects:
- The role of Complaince officers in a licenced organization
- The Compliance Officer's report
- Common infrastions by market operators
- Sunbmission of returns.
The meting will take place at the Commission's premises on Wednesday 16th May, 2007 at 10:00 AM
SIGNED
Emmanuel Mensah-Appiah
Head-Market Surveillance Department8th February 2007 Notice to Market Operator
Renewal of Licenses (SS 48-52 PNDCL333; SS 17 and 19 LI 1728)Licences issued for investment advisors and dealers and their representatives expire on June 30 annually. Renewal requests should be sent to SEC a month prior to expiry and should be accompanied by the following
- renewal fee
- complete application form (for dealers, investment advisors and their representatives),
- certified copy of audited accounts,
- tax clearance certificate,
- certified copy of register of interest.
Incomplete applications submitted would not be accepted and would be considered as non-renewal. Penalties would be imposed with effect from July 1, annually. ...click here for details
31st January 2007 GSE All-Share Index inches up
The GSE All-Share Index, the benchmark index of the Accra bourse, on Thursday inched up in active trading that saw 1,213,400 shares changing hands.The Index went up by 0.57 points to 5,010.26 points on the strength of two price changes, a 104 cedis gain by PZ Cussons Ghana Limited (PZ) to end trading at 7,100 cedis and three cedis gain by ECOBANK Ghana Limited to end trading at 13,551 cedis...click here for details
SEC Approves of offer from British American Tobacco Investments B.V
Offer to Minority shareholders of British American Tobacco Ghana Limited
On the 5th October 2006 a press release was issued by British American Tobacco Investments B.V (BATI) majority shareholders of British American Tobacco Ghana (BAT Ghana) through the GSE announcing its intention to consolidate its ownership of BAT Ghana through a general offer to buy shares of minority shareholders...click here for details
Securities and Exchange Commission
1st Floor, State Enterprises Comm. Building
Private Mail Bag, Ministries Post Office,
Accra, Ghana.Tel: 233-21-669019 / 233-21-7010476
Fax: 233-21-7010477 / 669588
Email: info@secghana.org
