Securities & Exchange Commission, Ghana
 
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Friday, May 24, 2013

 

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ABOUT US

What we do
Our mission
Commissioners
Laws and Regulations

DEPARTMENTS

Legal & Enforcement
Exchanges & Markets
Funds Management
Policy, Research & Information Technology
Issuers
Human Resources & International Relations
Finance & Capital
Broker-Dealers & Advisers
bd Audit & Risk Management


IINVESTOR INFORMATION

About Investing
Licenced Operators

LAWS AND REGULATIONS

Securities Industry Law (PNDC Law 333)
Securities Industry Amendment Act (Act 590)
Unit Trust & Mutual Fund Regulations (L.I 1695)
SEC Regulations, 2003 (L.I 1728)

Foreign Exchange Act 2006, Act 723 (*New)

MARKET GUIDANCE CIRCULARS

Guidelines for Investment in Commercial Paper
AML/CFT Manual
Guidance For Issuance of Licences to Representatives Licensees
Market Guidance For The Issue Of Securities
Periodic Compliance Reports By Broker-Dealers & Inv. Advisers
Market Guidance Notes On Unclaimed Dividends

On Impositions & Publication of Sanctions
Appointment By Issuers of Independent Agencies (IPOs)
Appointment By Issuers of Independent Registrars (IPOs)
d Appointment of Directors of LDMs / Stockbrokers to Boards of Public Companies
On Initial Public Offer (IPO) And Rights Issues
Market Guidance On Dismissed Employees

 

PUBLICATIONS AND FORMS
Annual Reports
Publications
Speeches & Presentations


 

FREQUENTLY ASKED QUESTIONS(FAQ)

Investment FAQ

OTHER LINKS

Ghana Stock Exchange
image Ghana Statistical Service
The Republic of Ghana
isser
ISSER, Ghana
Ghana Web News
cepa
Centre for Policy Analysis (CEPA)
Inter. Org. of Securities Commissions
SEC, Nigeria
US Securities & Exchange Comm.
Financial Services Authority -UK
Financial Services Board of South Africa
Investment education
Guardian News
Dow Jones
Reuters


 

CONTACT US

Enquiries
Email & Phone Nos.
   
 
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